Questions & answers
How can I check to see if an individual is registered?
Check registration by searching the Canadian Securities Administrators(CSA) website. The National Registration Search page will show current and historical registration history for individuals and firms, including any terms and conditions that might be in place.
(Note that the Ontario Securities Commission (OSC) information is not included in this search. For information about individuals and firms registered in Ontario, please see the OSC’s Registration Search).