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Investor Resources

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Securities Commissions

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New Brunswick Securities Commission (NBSC) Link opens in new window
Northwest Territories Securities Registry Link opens in new window
Nova Scotia Securities Commission (NSSC) Link opens in new window
Ontario Securities Commission (OSC) Link opens in new window
Prince Edward Island Securities Office (PEISO) Link opens in new window
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Self Regulatory or Enforcement Organizations

Investment Industry Regulatory Organization of Canada (IIROC) Link opens in new window
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Financial Industry Regulatory Authority (FINRA) Link opens in new window
Royal Canadian Mounted Police (RCMP) new window 

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Alerts & Watches
  • Investor Alert: Securities regulators warn of investments that encourage you to unlock your retirement savings 
  • Investor Alert: Securities regulator investigating Sung Wan Kim
  • Investor Alert: Manitoba Securities Commission and BC Securities Commission uncover ‘re-victimization’ scheme

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