Securities regulators investigate and take action against individuals and companies that perpetrate investment scams. In their work, these agencies see different types of investment schemes and market misconduct. Unfortunately, a common result of this type of activity, is an investor losing some if not all of their money to an unscrupulous company or individual.
Investment fraud can be devastating to your health, your financial future, and your relationships with others. Learn more
It is important to know the types of misconduct that you might encounter when you are researching an investment opportunity or an investment advisor. Learn more
There are a number of techniques and investment products scam artists use over and over. Professional fraudsters keep track of current events, often adapting one of these schemes to capitalize on investors’ fears. Learn more