Other places to search
Couldn't find what you were searching for? Try these sites:
CSA National Registration Search
The CSA National Registration Search can help you search for firms and individual registrants across Canada. The search includes active and historical information and shows any terms or conditions placed on individual registrants.
CSA Cease Trade Order Search
The CSA Cease Trade Order Search is a way to search active and inactive cease trade orders for across all provinces. The search goes back to 1971.
BCSC Disciplined Person's List
You can use the BCSC Disciplined Person's List to find individuals sanctioned by the BCSC. The list includes information about what sanctions have been imposed, the nature of the violation(s), and what payments (if any) were ordered.
BCSC Investment Caution List
The Investment Caution List helps pro-actively identify businesses, individuals and firms who may be in breach of the Securities Act. Although this is not a comprehensive list, it is a tool to help investors perform due diligence.
SEDAR
All public companies file their continuous disclosure documents on the SEDAR website. These documents are searchable and accessible to the public and enable investors to obtain detailed information about Canadian companies.
SEDI
Directors and officers of public companies are required to file their insider reports on SEDI. Insider reports are available for public viewing via the SEDI website.
Investment Industry Regulatory Organization of Canada (IIROC)
IIROC is a self-regulatory organization responsible for the regulation of investment dealers. IIROC was formed from a merger between the Investment Industry Regulatory Organization (IDA) and Market Regulation Service (MRS).
Mutual Fund Dealers Association (MFDA)
MFDA is a self-regulatory organization responsible for the regulation of mutual fund dealers.