This month’s edition of the Enforcement Roundup includes one British Columbia Securities Commission (BCSC) criminal enforcement action.
BCSC Criminal Enforcement
William Everett Graham
Graham, a Vancouver resident, has been charged with fraud over $5,000 and theft over $5,000 following an investigation conducted by the BCSC’s Criminal Investigations Branch.
Graham will appear in Richmond Provincial Court. Click the link below for full details.
Report a Concern
If you have any concerns about a person or company offering an investment opportunity, please contact BCSC Inquiries at 604-899-6854 or 1-800-373-6393, or through e-mail at [email protected]. You can also file a complaint or submit a tip anonymously using the BCSC’s online complaint form.
InvestRight.org is the British Columbia Securities Commission’s investor education website. Subscribe to receive email updates from BCSC InvestRight.
Suggested Reading
Enforcement Roundup – July 2020
Investment Caution List: 27 New Additions
5 Things to Think About During a Sudden Stock Market Correction
More Resources
How to File a Complaint with the BCSC
A summary of enforcement decisions in British Columbia in August 2020 taken by securities regulators.
Fraud Warning Signs
A summary of enforcement decisions in British Columbia in August 2020 taken by securities regulators.