Enforcement Roundup – August 2020

This month’s edition of the Enforcement Roundup includes one British Columbia Securities Commission (BCSC) criminal enforcement action.

BCSC Criminal Enforcement

William Everett Graham

Graham, a Vancouver resident, has been charged with fraud over $5,000 and theft over $5,000 following an investigation conducted by the BCSC’s Criminal Investigations Branch.

Graham will appear in Richmond Provincial Court.  Click the link below for full details.

News Release

Report a Concern

If you have any concerns about a person or company offering an investment opportunity, please contact BCSC Inquiries at 604-899-6854 or 1-800-373-6393, or through e-mail at [email protected]. You can also file a complaint or submit a tip anonymously using BCSC’s online complaint form.

InvestRight.org is the British Columbia Securities Commission’s investor education website. Subscribe to receive email updates from BCSC InvestRight.

Suggested Reading

Enforcement Roundup – July 2020

Investment Caution List: 27 New Additions

5 Things to Think About During a Sudden Stock Market Correction

More Resources

How to File a Complaint with the BCSC

A summary of enforcement decisions in British Columbia in August 2020 taken by securities regulators.

Fraud Warning Signs

A summary of enforcement decisions in British Columbia in August 2020 taken by securities regulators.