Investor News

Articles 1 - 5 of 492

CSA raises awareness of new reporting requirements for advisors

Oct 19, 2016 9:39 am

Watch the CSA videos on YouTube

CRM2 Video Series: Charges and Compensation

Oct 14, 2016 1:49 pm

Learn about fees and other charges

CRM2 Video Series: Know Your Investment Performance

Oct 06, 2016 2:45 pm

Find out what’s in an Investment Performance Report

CRM2 Video Series: Know the Value of Your Investments

Sep 30, 2016 1:15 pm

Our video called ‘Know the Value of Your Investments’ sets out what information must be included in your account statements. The video shows that monthly or quarterly account statements must set out the cost and market value of each investment, whether the investment is subject to a deferred sales charge, and whether the account is covered […]

Enforcement Roundup – July/August 2016

Sep 23, 2016 10:15 am

In this edition of the Enforcement Roundup, we summarize cases from this past summer. In July and August, there were six enforcement decisions from BC Securities Commission (BCSC) panels and one settlement agreement. We also feature a BC Supreme Court decision related to a BCSC investigation. The Mutual Fund Dealers Association of Canada (MFDA) issued […]

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