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Mitchell Gordon Adam

How to Start a Conversation About Elder Financial Abuse

How to Start a Conversation About Elder Financial Abuse

Learn about ways to talk about elder financial abuse, and the various resources available in BC.

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The Value of Choosing a Trusted Contact Person

The Value of Choosing a Trusted Contact Person

Establishing a TCP goes a long way in ensuring your financial well-being. Here are some things to consider before appointing a TCP.

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Elder Financial Abuse: Protect Yourself and Those You Love

Elder Financial Abuse: Protect Yourself and Those You Love

Learn how to protect yourself and your loved ones from elder financial abuse.

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Enforcement Roundup: May 2023

Enforcement Roundup: May 2023

The May edition of the Enforcement Roundup covers recent enforcement news from the BC Securities Commission (BCSC) and the New Self-Regulatory Organization of Canada (New SRO). As of June 1, 2023 the New SRO is now the Canadian Investment Regulatory Organization (CIRO). We also highlight 10 new additions to the Investment Caution List.

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Enforcement Roundup: April 2023

Enforcement Roundup: April 2023

The April edition of the Enforcement Roundup covers enforcement news from the BCSC and the New SRO. We also highlight 14 new additions to the Investment Caution List. 

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CSA Investor Alert: Advisor Impersonation Schemes

CSA Investor Alert: Advisor Impersonation Schemes

New SRO and the CSA are warning Canadian investors not to be fooled by fraudsters impersonating real investment advisors.

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Enforcement Roundup: March 2023

Enforcement Roundup: March 2023

The Enforcement Roundup is a monthly summary of enforcement activities in British Columbia taken by securities regulators.

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Gambling vs. Investing

Gambling vs. Investing

It’s true that investing and gambling both involve risk and choice. But gambling is typically a short-lived activity, while investing can last a lifetime.

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Tax Season Checklist: Take a Look at Your Portfolio

Tax Season Checklist: Take a Look at Your Portfolio

Learn how to check in with your investment portfolio and why it's important during tax season in Canada.

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