InvestRight By BCSC
humburger icon
close icon
News & Insights

Enforcement Roundup: June 2021

The image of golden scales of justice and court files in the background represents one enforcement decision made by the BCSC in June.
The Enforcement Roundup is a monthly summary of enforcement decisions in British Columbia taken by securities regulators.

The June 2021 edition of the Enforcement Roundup includes one enforcement action from the British Columbia Securities Commission (BCSC).

BCSC Enforcement

Settlement Agreements

Albert Alan Housego

The BCSC reached a settlement agreement with Housego, a former portfolio manager, for failing to properly assess if investments were suitable for his clients.

As part of the settlement, Housego has agreed to pay $150,000 to the BCSC, and is prohibited for 15 years from various securities-related activities.

Read the news release for full details.

NEWS RELEASE

Report a Concern

If you have any concerns about a person or company offering an investment opportunity, please contact BCSC Inquiries at 604-899-6854 or 1-800-373-6393 or through e-mail at [email protected]. You can also file a complaint or submit a tip anonymously using the BCSC’s online complaint form.

InvestRight.org is the British Columbia Securities Commission’s investor education website. Subscribe to receive email updates from BCSC InvestRight.

More Resources

Advisor Check

Advisor Check

Gather the information you need to make an informed decision.

Read More
Advisor Misconduct

Advisor Misconduct

Communicate regularly with your advisor and ask questions if you have concerns.

Read More