Know Your Advisor

Having a good working relationship with your registered investment advisor will go a long way in helping you achieve your financial goals. This relationship may last many years, so it’s important to check their qualifications, registration, and work experience.

 

Who’s Responsible for What?

You and your investment advisor have responsibilities when it comes to investing.

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Understand Titles & Designations

Know your investment advisor’s experience and expertise to better understand what they can do for you.

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Understand Registration

Be sure to check your investment advisor’s registration status and understand what it means.

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Conduct a Background Check

Gather the information you need to make an informed decision.

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Conduct a Formal Interview

There are a number of key questions to ask when interviewing an investment advisor.

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Advisor Fees & Charges

Know what you are paying your investment advisor for the services they are providing.

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