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Enforcement Roundup May 2022

Enforcement Roundup – November 2024 

Enforcement Roundup – November 2024 

The November 2024 Enforcement Roundup features 5 enforcement actions taken by the BCSC and CIRO and includes 18 additions to the Investment Caution List.

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What is a Money Mule? 

What is a Money Mule? 

A money mule is someone who acts as a middle person to transfer money generated by illegal or criminal activity.

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Pig Butchering Scams

Pig Butchering Scams

Before you take investment advice from a new “friend” or online love interest, learn the red flags of pig butchering scams to avoid becoming a victim.

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Why Time is the Best Asset you Have as a Young Investor

Why Time is the Best Asset you Have as a Young Investor

When it comes to investing, the adage “time is money” takes on a profound meaning, especially for young investors.

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A Simple Guide to Understanding RRSPs

A Simple Guide to Understanding RRSPs

Registered Retirement Savings Plans (RRSPs) are accounts registered with the Canada Revenue Agency that help you save for retirement or other goals.

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3 Investing Pitfalls You’ll Want to Avoid

3 Investing Pitfalls You’ll Want to Avoid

We craft an investing scenario that describes three common investing pitfalls, and go over how to recognize and avoid them.

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Enforcement Roundup – October 2024

Enforcement Roundup – October 2024

The October 2024 Enforcement Roundup highlights three enforcement actions taken by the BCSC and includes 10 additions to the Investment Caution List.

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Enforcement Roundup – September 2024 

Enforcement Roundup – September 2024 

The Enforcement Roundup is a monthly summary of enforcement-related activities in British Columbia taken by securities regulators.

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Enforcement Roundup – August 2024  

Enforcement Roundup – August 2024  

The Enforcement Roundup is a monthly summary of enforcement-related activities in British Columbia taken by securities regulators.

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Why Some Canadians Choose DIY Investing Over Financial Advisors

Why Some Canadians Choose DIY Investing Over Financial Advisors

Convenience, control, and lower costs are why some investors choose to manage their own investment portfolios.

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Enforcement Roundup – July 2024

Enforcement Roundup – July 2024

The July 2024 Enforcement Roundup highlights four enforcement actions taken by the BC Securities Commission (BCSC) and the Canadian Investment Regulatory Organization (CIRO). It also includes 15 additions to the Investment Caution List. BCSC Enforcement BCSC Penalties Capstone Asset Management Inc. A Langley-based investment firm has paid $12,000 to the BCSC for failing to maintain […]

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What Investors Should Know About Mini-Tender Offers

What Investors Should Know About Mini-Tender Offers

What's the difference between a take-over bid and a mini-tender offer?

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CSA Investor Alert: Fraudulent social media “investment groups” take advantage of unsuspecting investors

CSA Investor Alert: Fraudulent social media “investment groups” take advantage of unsuspecting investors

The CSA warns Canadians about fraudulent “investment groups” promoted on social media like Facebook and Instagram. These groups could be running a scam called a “pump and dump.”

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Enforcement Roundup – June 2024

Enforcement Roundup – June 2024

The June 2024 edition of the Enforcement Roundup features two enforcement actions taken by the BC Securities Commission. It also includes 16 new additions to the Investment Caution List.

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Crypto Quiz

Test Your Crypto Asset Knowledge.

i
This quiz is designed to introduce you to the basics of crypto assets. It is not intended to provide investment or financial advice, and should not be relied upon as a substitute for such advice.
1
QUESTION 1/10

Cryptocurrencies and blockchain are the same thing.